...a Frenkel & Co., Inc. Company

Frequently Asked Questions

Question: What information is required for an E&O / D&O policy?

Answer: The following information is required to obtain quotes for an E&O / D&O policy:

  • Fully completed and signed application, including schedule of funds with AUM for each
  • PPM for each fund
  • Latest audited financial statement + interim statement for the investment adviser (business plan and/or pro-forma statement if start-up)
  • Historical performance of fund(s)
  • Resumes/CVs of investment adviser principals
  • "Road Show" presentations, if any
  • URL of website, if any
  • Summary and status of any litigation filed within the last five (5) years against any person(s) or entity(ies) proposed for this insurance (including any litigation that has been resolved)
  • Employee Handbook for investment adviser entity (if Employment Practices Liability coverage is desired)

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Copyright © 2009 Frenkel & Co., Inc.

Hedge Fund Insurance
a division of Frenkel & Co., Inc.
350 Hudson Street, 4th Floor, New York, NY 10014
Phone: 212-488-0270  Fax: 212-488-0432